Sunday, May 31, 2020

SEBI’s Compliance Framework for Investment Advisers

In 2013, SEBI issued Investment Advisers Regulations (IA Regulations) and prescribed a framework for the registration, compliance, disclosures, SEBI’s power for inspection, investigation, and adjudication. To start with, let us discuss a few important concepts under the said Regulations: Investment Adviser (IA): According to the said Regulations, means any person, who for consideration, is engaged […]

from Taxscan | Simplifying Tax Laws https://ift.tt/2TT8VWY

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