Thursday, July 2, 2020

SEBI notifies on SoP for Trading Member/Clearing Member leading to Default [Read Circular]

The Securities Exchange Board of India (SEBI) has notified on Standard Operating Procedure (SoP) in cases of Trading Member/Clearing Member leading to default. SEBI had specified Early Warning Mechanism to prevent diversion of client’s securities and consequential action(s) to be initiated by the Stock Exchanges (SEs), Clearing Corporations (CCs), and Depositories. Introduction of uniform membership […]

from Taxscan | Simplifying Tax Laws https://ift.tt/3eXpitN

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