Friday, August 3, 2018

No Registration of Sub-Broker with SEBI

No fresh registration shall be granted to any person as Sub Broker. Any pending applications for registration as
Sub Brokers under process, shall be returned to the concerned Stock Exchanges for onward transmission to the applicant

CIRCULAR

SEBI/HO /MIRSD/ DoP/CIR/P /2018/ 117
August 03 , 2018
To,
1. All Recognized Stock Exchanges
2. Stock Brokers through Recognized Stock Exchanges
3. Sub Brokers through Recognized Stock Exchanges
Dear Sir/Madam,
Download Circular : Click here

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